David E. Epps

INTEGRAL WEALTH MANAGEMENT

Modesto, CA 95350

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CRD#: 2366540

Professional summary

David E Epps, CFP®, who also goes by David E Epps, David Earl Epps, is a registered financial advisor currently at INTEGRAL WEALTH MANAGEMENT located in Modesto, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David E Epps | David Earl Epps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David E Epps's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 17, 2024 - Present

INTEGRAL WEALTH MANAGEMENT

Office #1: 605 Standiford Ave Suite N, Modesto, CA 95350

RIA

CRD#: 146569

Modesto, CA

Past

March 26, 2003 - January 26, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Stockton, CA

Past

June 14, 1999 - January 26, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Stockton, CA

Past

August 13, 1993 - March 1, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRAL WEALTH MANAGEMENT

INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT

CRD#: 146569 / SEC#: 801-69114

RIA

Registered Investment Advisory firm - (5/7/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/11/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/21/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 12/27/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

INTEGRAL WEALTH MANAGEMENT

INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT

CRD#: 146569 / SEC#: 801-69114

RIA

Registered Investment Advisory firm - (5/7/2008 Approved)

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Contact information

Main Address

605 E Main Street, Turlock, CA 95380

Mailing Address

Phone number

(209) 633-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 535,767,979

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/05/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David E. Epps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David E Epps's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INTEGRAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2003

Series 63

Date: 7/9/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/11/1999

Series 9

Date: 1/21/2005

Series 10

Date: 12/27/2004

Current Firm

INTEGRAL WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTEGRAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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