David E Epps
CFP®Professional Summary
David E Epps, CFP®, who also goes by David E Epps, David Earl Epps, is a registered financial advisor currently at INTEGRAL WEALTH MANAGEMENT located in Modesto, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David E Epps, David Earl Epps
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT
Contact Information
Main Address
605 E Main Street, Turlock, CA 95380Phone Number
(209) 633-3101# of Employees
7SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,101AUM (Assets Under Management)
$673,906,692Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2026 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/17/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2005About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2004About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David E Epps's CRS (Customer Relationship Summary).
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