Lori A. Deuberry
Professional summary
Lori A Deuberry, who also goes by Lori A Deuberry, Lori Ann Deuberry, Lori Polisseni Deuberry, Lori Ann Polisseni, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1993. Lori has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori A Deuberry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2012 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603July 29, 2009 - April 17, 2012
GOLDMAN SACHS & CO. LLC
November 9, 2004 - June 12, 2009
CAPITAL CLIENT GROUP, INC.
December 21, 2000 - October 5, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 18, 1998 - December 31, 2000
NATIONWIDE SECURITIES, LLC
July 22, 1993 - January 26, 1998
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2012)
(4/20/2012)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
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