Jeffrey H. Auerbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Howard Auerbach was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - November 1, 2013
KUHNS BROTHERS SECURITIES CORPORATION
January 17, 2013 - April 16, 2013
WESTOR CAPITAL GROUP, INC.
March 27, 2012 - December 14, 2012
NATIONAL SECURITIES CORPORATION
April 17, 2003 - December 14, 2012
VFINANCE INVESTMENTS, INC
December 21, 2001 - April 28, 2003
EKN FINANCIAL SERVICES INC.
November 14, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
June 28, 2001 - November 13, 2001
BLUESTONE CAPITAL CORP.
May 29, 1998 - July 11, 2001
DALTON KENT SECURITIES GROUP, INC.
May 14, 1998 - May 29, 1998
LEGEND MERCHANT GROUP, INC.
September 23, 1993 - March 23, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KUHNS BROTHERS SECURITIES CORPORATION
CRD#: 47331 / SEC#: , 8-51748
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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