John C. Feltl

FELTL ADVISORS

Plymouth, MN 55447

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CRD#: 2366353

Professional summary

John Christopher Feltl is a registered financial advisor currently at FELTL ADVISORS located in Plymouth, Minnesota and FELTL & COMPANY located in Plymouth, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KEY COMMUNITY BANK/ INVER GROVE HEIGHTS, MN 55076/ ESTABLISHED IN 2005/ BANK OR FINANCIAL INSTITUTION/ DIRECTOR AND APPROX. 20% OWNERSHIP/ COMMUNITY BANK/ CHAIRMAN OF THE BOARD OF DIRECTORS/ 5 HOURS PER MONTH, RELEVANT RADIO (CHARITABLE ORGANIZATION), DIRECTOR, ABOUT 3 HOURS A MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Feltl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2014 - Present

FELTL ADVISORS

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447

RIA

CRD#: 165244

Plymouth, MN

Current

February 12, 2002 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447

CRD#: 6905

Plymouth, MN

Past

September 28, 2001 - November 6, 2001

STOCKWALK.COM, INC.

CRD#: 40692

MINNEAPOLIS, MN

Past

September 22, 2000 - January 1, 2001

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

June 22, 1993 - February 6, 2002

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/28/2016)

Arizona
(6/13/2002)

Arkansas
(5/7/2007)

California
(6/13/2002)

Colorado
(6/5/2002)

Connecticut
(6/19/2002)

District of Columbia
(7/5/2017)

Florida
(6/13/2002)

Georgia
(7/28/2004)

Idaho
(3/7/2003)

Illinois
(6/14/2002)

Indiana
(1/3/2011)

Iowa
(6/13/2002)

Maine
(4/10/2024)

Massachusetts
(7/2/2002)

Minnesota
(2/12/2002)

IAR

Minnesota
(10/2/2014)

Missouri
(8/19/2002)

Nevada
(3/7/2003)

New Hampshire
(2/5/2009)

New Jersey
(7/8/2002)

New Mexico
(7/6/2011)

New York
(6/13/2002)

North Carolina
(4/29/2008)

Ohio
(6/17/2002)

Oregon
(11/30/2005)

Pennsylvania
(6/16/2003)

South Dakota
(6/13/2002)

Texas
(7/3/2002)

Vermont
(1/16/2019)

Virginia
(4/22/2003)

Wisconsin
(6/13/2002)

Wyoming
(6/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/1994

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

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Contact information

Main Address

One Carlson Parkway North Suite 225, Plymouth, MN 55447

Mailing Address

Phone number

(612) 492-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FELTL ADVISORS FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 132,417,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John C. Feltl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Feltl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELTL & COMPANY

STOCKWALK.COM, INC.

JOHN G. KINNARD AND COMPANY, INCORPORATED

MILLER JOHNSON STEICHEN KINNARD, INC.

Primary Firm SEC Registration

FELTL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/1999

Series 63

Date: 6/23/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1993

Series 24

Date: 4/20/1994

FINRA

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FELTL ADVISORS

TRUST BUT VERIFY

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