Timothy C. Cornelius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Charles Cornelius was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 2 firms and has passed the Series 63, Series 22 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2019 - November 2, 2021
CORNERSTONE WEALTH PLANNING
June 28, 1993 - June 24, 1998
COGDELL SECURITIES, INC.
Primary Firm SEC Registration
CORNERSTONE WEALTH PLANNING
CRD#: 166886 / SEC#: 801-119224
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/29/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CORNERSTONE WEALTH PLANNING
CRD#: 166886 / SEC#: 801-119224
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,113 |
| AUM (Assets Under Management) | $ 377,153,984 |
Red Flags
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