Todd H. Keating

PARVIN ASSET MANAGEMENT

Exton, PA

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CRD#: 2366291

Professional summary

Todd Harold Keating, who also goes by Todd Keating, is a registered financial advisor currently at PARVIN ASSET MANAGEMENT, LLC located in Exton, Pennsylvania and PARVIN FUND MANAGEMENT located in Exton, Pennsylvania.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Todd has worked at 4 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Keating

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Harold Keating's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2022 - Present

PARVIN ASSET MANAGEMENT, LLC

RIA

CRD#: 315701

Exton, PA

Current

November 22, 2022 - Present

PARVIN FUND MANAGEMENT

RIA

CRD#: 311304

Exton, PA

Past

February 6, 2009 - April 2, 2009

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

January 3, 1994 - January 30, 2009

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA

CRD#: 106562

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARVIN ASSET MANAGEMENT, LLC

PARVIN ASSET MANAGEMENT | PARVIN ASSET MANAGEMENT, LLC

CRD#: 315701 / SEC#: 801-122001

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/22/2022)

IAR

South Dakota
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1993

Uniform Securities Agent State Law Examination

Current Firm

PARVIN ASSET MANAGEMENT, LLC

PARVIN ASSET MANAGEMENT | PARVIN ASSET MANAGEMENT, LLC

CRD#: 315701 / SEC#: 801-122001

RIA

Registered Investment Advisory firm - (8/2/2021 Approved)

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Contact information

Main Address

401 E. 8th Street Suite 200c, Sioux Falls, SD 57103

Mailing Address

P.o. Box 415, Pocomoke City, MD 21851

Phone number

(610) 806-9001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARVIN FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 140,987,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd H. Keating

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Harold Keating's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARVIN ASSET MANAGEMENT, LLC

PARVIN FUND MANAGEMENT

NUVEEN FUND ADVISORS, LLC

RITTENHOUSE ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

PARVIN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2022

Series 63

Date: 6/10/1993

Current Firm

PARVIN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARVIN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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