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David Graham Harrison

QUASAR DISTRIBUTORS
Austin, TX
·CRD# 2365959·33 years experience

Professional Summary

David Graham Harrison, who also goes by David G Harrison, David Graham Harrison, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas. David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David G Harrison, David Graham Harrison

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
901 S Mopac Expressway Suite 225, Austin, TX 78746
January 2, 2025 - Present
EMERSON EQUITY LLC·CRD# 130032
BD
San Mateo, CA
November 1, 2019 - May 4, 2020
CR CAPITAL DISTRIBUTORS, LLC·CRD# 171776
BD
Newport Beach, CA
May 3, 2018 - April 16, 2019
NORTHSTAR SECURITIES, LLC·CRD# 150409
BD
Greenwood Village, CO
November 19, 2010 - May 1, 2018
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
November 7, 2006 - November 15, 2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
June 14, 2005 - April 17, 2006
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 1, 1995 - May 10, 2005
KEMPER FINANCIAL SERVICES, INC.·CRD# 798
BD
December 2, 1994 - February 1, 1995
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
June 29, 1993 - April 13, 1994

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/14/2025)
RR
Arkansas
(1/10/2025)
RR
Hawaii
(8/18/2025)
RR
Iowa
(1/9/2025)
RR
Kansas
(1/8/2025)
RR
Louisiana
(1/8/2025)
RR
Minnesota
(1/8/2025)
RR
Mississippi
(8/15/2025)
RR
Missouri
(1/7/2025)
RR
Montana
(8/19/2025)
RR
Nebraska
(1/6/2025)
RR
North Dakota
(1/14/2025)
RR
Oklahoma
(8/14/2025)
RR
South Dakota
(1/8/2025)
RR
Texas
(1/8/2025)
RR
Wisconsin
(1/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2024About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1993About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Graham Harrison's CRS (Customer Relationship Summary).

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DH
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