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DH

David G. Harrison

QUASAR DISTRIBUTORS
Austin, TX 78746
Some features on this profile are disabled
CRD#: 2365959
DH

Professional summary

David Graham Harrison, who also goes by David G Harrison, David Graham Harrison, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David G Harrison | David Graham Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Graham Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 901 S Mopac Expressway Suite 225, Austin, TX 78746
BD
CRD#: 103848
Austin, TX
Past

November 1, 2019 - May 4, 2020

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

May 3, 2018 - April 16, 2019

CR CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 171776
NEWPORT BEACH, CA
Past

November 19, 2010 - May 1, 2018

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

November 7, 2006 - November 15, 2010

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

June 14, 2005 - April 17, 2006

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

February 1, 1995 - May 10, 2005

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

December 2, 1994 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

BD
CRD#: 798
Past

June 29, 1993 - April 13, 1994

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/14/2025)
RR
Arkansas
(1/10/2025)
RR
Hawaii
(8/18/2025)
RR
Iowa
(1/9/2025)
RR
Kansas
(1/8/2025)
RR
Louisiana
(1/8/2025)
RR
Minnesota
(1/8/2025)
RR
Mississippi
(8/15/2025)
RR
Missouri
(1/7/2025)
RR
Montana
(8/19/2025)
RR
Nebraska
(1/6/2025)
RR
North Dakota
(1/14/2025)
RR
Oklahoma
(8/14/2025)
RR
South Dakota
(1/8/2025)
RR
Texas
(1/8/2025)
RR
Wisconsin
(1/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUASAR DISTRIBUTORS, LLC

CRD#: 103848Austin, TX 78746

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