Christopher T. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas Kane was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 1993. Christopher had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2003 - December 31, 2003
NETWORK 1 FINANCIAL ADVISORS INC.
July 8, 1999 - August 24, 2004
NETWORK 1 FINANCIAL SECURITIES INC.
August 13, 1993 - July 29, 1999
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL ADVISORS INC.
CRD#: 121239 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 40,940,154 |
Red Flags
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