Dennis K. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Keith Long, CFP® was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1993. Dennis had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - January 10, 2023
LEVEL FOUR FINANCIAL, LLC
February 20, 2015 - January 10, 2023
LEVEL FOUR ADVISORY SERVICES
February 17, 2015 - December 31, 2020
LPL FINANCIAL LLC
February 23, 1996 - February 19, 2015
1ST GLOBAL ADVISORS INC
November 17, 1995 - February 17, 2015
1ST GLOBAL CAPITAL CORP.
July 13, 1993 - November 24, 1995
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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