RK
Russell J. Kramer
INDEPENDENT WEALTH NETWORK
Grimes, IA 50111
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CRD#: 2365564
RK
Professional summary
Russell John Kramer, who also goes by Russell Kramer, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Grimes, Iowa.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Russell has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russell Kramer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RUSSELL KRAMER;SELF; WRITING FIXED INSURANCE THROUGH BROKERS CLEARING HOUSE AND MIDLAND NATIONAL; 40 HOURS PER MONTH SPENT ON THIS ACTIVITY/5 DURING TRADING HOURS.
2. GRIMES FINANCIAL FUTURES TRADING LLC; 101 SE 2ND STREET, GRIMES, IA; OWNER/BROKER; HEDGING CORN/SOYBEAN PRODUCERS PRIMARILY; 90 HOURS PER MONTH SPENT ON THIS ACTIVITY/30 DURING TRADING HOURS.
3. FINANCE COMMITTEE OF DALLAS CENTER EDUCATION FOUNDATION, MEET AT THE GRIMES HIGH SCHOOL LIBRARY. ON FINANCE COMMITTEE; ASSIST IN WHO AND HOW THE FUNDS ARE MANAGED. 1 HOUR PER MONTH/O HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Russell John Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2018 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Kramer Wealth Advisory 101 Se 2nd Street, Grimes, IA 50111RIA
CRD#: 286262
Grimes, IA
Past
February 14, 2011 - August 27, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
GRIMES, IA
Past
June 10, 2005 - August 27, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
GRIMES, IA
Past
April 1, 2002 - June 24, 2005
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
October 4, 2000 - March 5, 2002
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
September 25, 1995 - February 28, 1996
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
May 10, 1995 - September 25, 1995
WESTERN FEDERAL GROUP
BD
CRD#: 20456
SCOTTSDALE, AZ
Past
March 8, 1995 - May 25, 1995
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/17/2018)
IAR
Florida(9/29/2020)
IAR
Illinois(8/23/2018)
IAR
Iowa(8/29/2018)
IAR
Kansas(11/23/2021)
IAR
Missouri(8/27/2018)
IAR
Nebraska(8/31/2018)
IAR
Texas(4/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT WEALTH NETWORK, INC.
CRD#: 286262Grimes, IA 50111TRUST BUT VERIFY
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