James D. Pirak
Professional summary
James Dwyer Pirak, who also goes by Jim Pirak, is a registered financial advisor currently at TALBOT FINANCIAL, LLC located in Bellevue, Washington.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Dwyer Pirak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2015 - Present
TALBOT FINANCIAL, LLC
Office #1: 10500 Ne 8th Street, #1700, Bellevue, WA 98004September 30, 2013 - May 15, 2015
SYMETRA SECURITIES, INC.
October 22, 1996 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
June 28, 1994 - October 28, 1996
SYMETRA SECURITIES, INC.
June 15, 1993 - June 30, 1994
AMERICAN GENERAL SECURITIES INCORPORATED
Primary Firm SEC Registration
TALBOT FINANCIAL, LLC
CRD#: 155162 / SEC#: 801-71859
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2015)
(12/1/2015)
(11/19/2015)
(6/4/2015)
Exams
Current Firm
TALBOT FINANCIAL, LLC
CRD#: 155162 / SEC#: 801-71859
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 937,470,662 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/09/2025 | ||
| 01/31/2025 | ||
| 11/06/2023 | ||
| 01/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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