Dean S. Blissman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Samuel Blissman was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1971. Dean had worked at 8 firms and has passed the Series 63, SIE, Series 3, PC, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2011 - December 31, 2016
DOO FINANCIAL US, INC.
March 19, 1990 - December 6, 2011
THE INVESTMENT CENTER, INC.
June 8, 1983 - April 3, 1990
LEHMAN BROTHERS INC.
September 26, 1978 - June 30, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
February 24, 1975 - September 15, 1975
INVESTORS SECURITY CORPORATION
April 25, 1973 - January 27, 1975
MOORE INVESTMENT CORP
July 22, 1971 - July 13, 1973
FINANCIAL ESTATE PLANNING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 7/19/1971
Registered Representative ExaminationCurrent Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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