Bruce L. Sutherland

AMERICAN ELITE ADVISORY

Mabank, TX

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CRD#: 2365197

Professional summary

Bruce Louis Sutherland, CFP® is a registered financial advisor currently at AMERICAN ELITE ADVISORY located in Mabank, Texas.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bruce has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Louis Sutherland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 5, 2019 - Present

AMERICAN ELITE ADVISORY

RIA

CRD#: 212513

Mabank, TX

Past

April 4, 2011 - November 21, 2017

RETIREMENT PLANNERS OF AMERICA

RIA

CRD#: 157222

PLANO, TX

Past

June 4, 2010 - June 20, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PLANO, TX

Past

June 4, 2010 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PLANO, TX

Past

May 6, 2009 - June 1, 2010

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

DALLAS, TX

Past

May 6, 2009 - June 1, 2010

FFEC WEALTH PARTNERS LLC

CRD#: 16507

DALLAS, TX

Past

May 28, 2008 - March 25, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ADDISON, TX

Past

May 2, 2008 - March 25, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ADDISON, TX

Past

December 9, 1998 - December 31, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

August 2, 1993 - December 11, 1998

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/13/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMERICAN ELITE ADVISORY

AMERICAN ELITE ADVISORY | TEXAS ELITE ADVISORY, LLC

CRD#: 212513 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/2/2024 Approved)

Florida

Registered Investment Advisory firm - (4/3/2023 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2021 Approved)

Tennessee

Registered Investment Advisory firm - (3/28/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/18/2015 Approved)

Virginia

Registered Investment Advisory firm - (6/4/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(972) 437-8960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 20,449,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce L. Sutherland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Louis Sutherland's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT PLANNERS OF AMERICA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WS GRIFFITH SECURITIES, INC.

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2008

Series 63

Date: 9/13/1993

Series 7

Date: 5/1/2008

Series 6

Date: 7/30/1993

Current Firm

AMERICAN ELITE ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN ELITE ADVISORY

TRUST BUT VERIFY

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