Richard W. Cusack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard William Cusack was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - October 16, 2013
ZYDECO TRADING, LLC
July 9, 2010 - April 26, 2012
DRO-WST TRADING, LLC
January 13, 2006 - September 10, 2009
LUPO SECURITIES, LLC
August 31, 2000 - May 31, 2005
DASH PRIME LLC
June 25, 1997 - May 8, 2000
ING FINANCIAL MARKETS LLC
February 16, 1995 - January 31, 1996
ELECTRONIC TRADING GROUP, LLC
March 3, 1994 - March 21, 1995
ING FINANCIAL MARKETS LLC
August 27, 1993 - February 24, 1994
REPUBLIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZYDECO TRADING, LLC
CRD#: 34148 / SEC#: , 8-36886
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
