Ronald A. Sages
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Alan Sages, CFP® was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
July 25, 2017 - February 4, 2025
EAGLE RIDGE INVESTMENT MANAGEMENT LLC
August 2, 1993 - July 12, 2017
CHAPIN ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
EAGLE RIDGE INVESTMENT MANAGEMENT LLC
CRD#: 147824 / SEC#: 801-69450
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 919 |
| AUM (Assets Under Management) | $ 1,163,829,238 |
Red Flags
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