Mark S. Kavolius

DUCENTA SQUARED ASSET MANAGEMENT

East Walpole, MA

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CRD#: 2365132

Professional summary

Mark Steven Kavolius, CIMA®, who also goes by Mark Kavolius, is a registered financial advisor currently at DUCENTA SQUARED ASSET MANAGEMENT located in East Walpole, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Kavolius

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Kavolius's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 45097

NEW YORK, NY

Past

October 6, 2005 - August 31, 2006

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

EAST WALPOLE, MA

Past

September 10, 1998 - August 31, 2006

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

April 16, 1997 - March 9, 1998

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

March 1, 1995 - April 21, 1997

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

July 15, 1993 - March 1, 1995

COLONIAL INVESTMENT SERVICES

CRD#: 25929

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUCENTA SQUARED ASSET MANAGEMENT

DUCENTA SQUARED ASSET MANAGEMENT | R SQUARED BM LLC

CRD#: 308920 / SEC#: 801-118857

RIA

Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/11/2020)

IAR

Texas
(11/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/31/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUCENTA SQUARED ASSET MANAGEMENT

DUCENTA SQUARED ASSET MANAGEMENT | R SQUARED BM LLC

CRD#: 308920 / SEC#: 801-118857

RIA

Registered Investment Advisory firm - (6/5/2020 Approved)

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Contact information

Main Address

2240 E. Maple Ave, El Segundo, CA 90245

Mailing Address

Phone number

(213) 687-9170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUCENTA FORM ADV PART 2B (3/27/2025)

DUCENTA FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 3,168,066,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Kavolius

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Kavolius's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORTOISE CREDIT STRATEGIES, LLC

BRADFORD & MARZEC, LLC

STONEBRIDGE ADVISORS LLC

TERRANOVA CAPITAL EQUITIES, INC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

VOYA INVESTMENTS DISTRIBUTOR, LLC

BOFA DISTRIBUTORS, INC.

COLONIAL INVESTMENT SERVICES

Primary Firm SEC Registration

DUCENTA SQUARED ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2000

Series 63

Date: 9/1/1995

Series 7

Date: 7/31/2000

Series 6

Date: 5/18/1993

Current Firm

DUCENTA SQUARED ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUCENTA SQUARED ASSET MANAGEMENT

TRUST BUT VERIFY

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