Roger A. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Allen Hanson, who also goes by Roger A Hanson, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1974. Roger had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1998 - January 3, 2002
AMERICAN BEACON PARTNERS, INC.
April 10, 1997 - October 1, 1998
SUNAMERICA SECURITIES, INC.
August 19, 1996 - April 16, 1997
LISS FINANCIAL SERVICES
November 28, 1995 - December 16, 1996
SUNAMERICA SECURITIES, INC.
October 30, 1991 - November 29, 1995
HARBOUR INVESTMENTS, INC.
February 6, 1990 - November 7, 1991
PINNACLE HOLDINGS CORPORATION
September 13, 1988 - February 12, 1990
LAKE GENEVA INVESTMENTS, LTD.
August 29, 1986 - September 22, 1988
VOYA FINANCIAL ADVISORS, INC.
April 4, 1986 - September 16, 1988
HYDRA SECURITIES CORPORATION
September 5, 1985 - April 7, 1986
WOODBURY FINANCIAL SERVICES, INC.
August 31, 1977 - August 30, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 16, 1974 - September 8, 1977
VERAVEST INVESTMENTS, INC.
July 16, 1974 - September 8, 1977
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/10/1974
Registered Representative ExaminationCurrent Firm
AMERICAN BEACON PARTNERS, INC.
CRD#: 15791 / SEC#: , 8-32709
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
