TB
Timothy G. Bachmann
INVESTMENT DISTRIBUTORS
Covington, KY 41011
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CRD#: 2365069
TB
Professional summary
Timothy George Bachmann, who also goes by Tim Bachmann, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tim Bachmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRODUCERS FINANCIAL GROUP dba PROTECTIVE DISTRIBUTORS; Investment Related; 818 Main Avenue, Fargo, ND; Insurance; Area Life Consultant; Start Date 01/2016; 160 hours per month with 120 of those hours per month occurring during trading hours; Training and point of sale on fixed and variable life insurance products. >> EXECUTOR; Non-Investment Related; Residence Address; Other; Executor of Mother's Estate; Start Date 05/2019; 1 hour per month with no hours during trading hours; Executor of my Mother's estate. >> THE SCHOLARSHIP FOUNDATION AT ARCHIE WILLIAMS HIGH SCHOOL; Non-Investment Related; 1327 Sir Francis Drake Boulevard, San Anselmo, CA 94960; Foundation; Board Member-Vice President; Start Date 01/2022; 1 to 2 hours per month with no hours per month occurring during trading hours; Foundation provides 21 scholarships of approximately $3000 each to assist students with college fees/tuition. My role is to assist with communications to the parent community as well as to the community at large in raising contributions for the endowment that is used to create the scholarships.
CRS (Client Relationship Summary) - BD
Click below to view Timothy George Bachmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011BD
CRD#: 35490
Covington, KY
Past
February 22, 2016 - December 26, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
San Anselmo, CA
Past
February 22, 2016 - November 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
September 4, 2013 - January 14, 2016
EDWARD JONES
RIA
CRD#: 250
ST LOUIS, MO
Past
August 3, 2013 - January 14, 2016
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Past
January 15, 2013 - April 17, 2013
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
January 20, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
STILLWATER, MN
Past
December 3, 2004 - December 2, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
GREENWOOD VILLAGE, CO
Past
August 13, 1993 - September 30, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/15/2024)
RR
Nevada(11/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESTMENT DISTRIBUTORS, INC.
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2801 Highway 280 South, Birmingham, AL 35223
Mailing Address
2801 Highway 280 South, Birmingham, AL 35223
Phone number
(205) 868-3073
Established
Tennessee since 08/30/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
