Terry D. Harvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Dewayne Harvey was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1993. Terry had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2012 - July 6, 2020
PTX SECURITIES, LLC
November 14, 2011 - July 23, 2012
PTX SECURITIES, LLC
February 17, 2010 - June 13, 2011
ARGENTUS SECURITIES, LLC
April 16, 2009 - December 31, 2009
TITAN SECURITIES
March 23, 2005 - April 12, 2007
EQUITABLE DISTRIBUTORS, LLC
September 21, 2000 - March 14, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 26, 1999 - September 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 1993 - March 29, 1999
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
PTX SECURITIES, LLC
CRD#: 7735 / SEC#: , 8-23378
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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