Richard B. Connor

MARKETRIDERS

Chesterfield, MO 63005

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CRD#: 2364764

Professional summary

Richard Brian Connor, who also goes by Richard Brian Connor, Richard Connor, Brian Connor, is a registered financial advisor currently at MARKETRIDERS located in Chesterfield, Missouri and SOGOTRADE, INC. located in Chesterfield, Missouri.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 57, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Brian Connor | Richard Connor | Brian Connor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Labadie Farms LLC | Investment related | 1933 Grand Army Rd, Labadie, MO 63055 | Rental Property |Richard Brian Connor is one of the beneficial owners of the LLC | Start date 8/1/2024 | 1 hour/week for property maintenance | 0 hours during securities trading hours| Rental of horse barn stalls, dry lot, and six acres of grazing pasture. Will receive $750.00 per month. MarketRiders (dba SogoTrade Asset Management): Investment related - 1 McBride & Son Center Dr., Suite 288, Chesterfield, MO 63005 - Registered investment adviser - Title: Investment adviser representative - Start: 3/1/2025 - Approximately 1 hour per month - supervise activities of investment adviser representatives - MarketRiders is an affiliate of SogoTrade, under common ownership and management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Brian Connor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2025 - Present

MARKETRIDERS

Office #1: 1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005

RIA

CRD#: 147963

Chesterfield, MO

Current

April 12, 2023 - Present

SOGOTRADE, INC.

Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005

CRD#: 17912

Chesterfield, MO

Past

November 22, 2019 - April 4, 2023

EDWARD JONES

RIA

CRD#: 250

ST LOUIS, MO

Past

November 22, 2019 - April 4, 2023

EDWARD JONES

CRD#: 250

ST LOUIS, MO

Past

February 15, 2019 - November 12, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

February 4, 2019 - November 12, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 11, 2008 - April 4, 2018

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKETRIDERS

MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.

CRD#: 147963 / SEC#: 801-69514

RIA

Registered Investment Advisory firm - (9/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/12/2023)

Colorado
(4/25/2023)

Florida
(4/12/2023)

Kansas
(4/25/2023)

Missouri
(4/12/2023)

IAR

Missouri
(4/4/2025)

New York
(4/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 4/12/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 4/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 2/16/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 2/9/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/15/2008

Registered Options Principal Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

MARKETRIDERS

MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.

CRD#: 147963 / SEC#: 801-69514

RIA

Registered Investment Advisory firm - (9/4/2008 Approved)

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Contact information

Main Address

1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005

Mailing Address

Phone number

(866) 990-3837

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLIENT BROCHURE ADV FORM 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 485,640,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard B. Connor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Brian Connor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOGOTRADE, INC.

EDWARD JONES

EDWARD JONES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SCOTTRADE, INC.

Primary Firm SEC Registration

MARKETRIDERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2018

Series 63

Date: 3/29/2008

Series 99TO

Date: 4/12/2023

SIE

Date: 4/4/2018

Series 57

Date: 2/16/2017

Series 7

Date: 2/9/2008

Series 24

Date: 2/11/2015

Series 4

Date: 12/15/2008

Cboe EDGX Exchange, Inc.

FINRA

Nasdaq Stock Market

Current Firm

MARKETRIDERS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKETRIDERS

TRUST BUT VERIFY

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