Craig W. Flinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig William Flinn was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1993. Craig had worked at 7 firms and has passed the SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2018 - March 16, 2018
CANTOR FITZGERALD & CO.
May 5, 2003 - November 4, 2016
BGC FINANCIAL, L.P.
November 28, 2001 - April 2, 2002
CANTOR FITZGERALD & CO.
July 25, 2001 - November 27, 2001
PREBON FINANCIAL PRODUCTS INC.
October 19, 1999 - December 23, 1999
PREBON FINANCIAL PRODUCTS INC.
July 13, 1998 - September 10, 1998
INTERCAPITAL INTERNATIONAL INC.
November 8, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
November 8, 1996 - September 10, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.
April 23, 1996 - June 6, 1996
BGC FINANCIAL, L.P.
August 2, 1993 - October 10, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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