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JS

Jimmy Sung

EDDID SECURITIES USA
New York, NY 10005
Some features on this profile are disabled
CRD#: 2364515
JS

Professional summary

Jimmy Sung is a registered financial professional currently at EDDID SECURITIES USA INC. located in New York, New York.

Jimmy is registered as a RR (Registered Representative) and started their career in finance in 1993. Jimmy has worked at 8 firms and has passed the Series 63, Series 6TO, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jimmy Sung's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2024 - Present

EDDID SECURITIES USA INC.

Office #1: 40 Wall Street Suite 1606, New York, NY 10005
BD
CRD#: 299423
New York, NY
Past

March 14, 2023 - June 4, 2024

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY
Past

May 16, 2022 - March 28, 2023

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

May 8, 2007 - September 15, 2020

VCS VENTURE SECURITIES

BD
CRD#: 127921
NEW YORK, NY
Past

January 30, 2004 - January 19, 2007

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

September 13, 2002 - June 3, 2003

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

BD
CRD#: 104249
ISELIN, NJ
Past

April 26, 1994 - June 1, 1994

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
Past

August 16, 1993 - August 20, 1993

H.J. MEYERS & CO., INC.

BD
CRD#: 15609

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/8/2024)
RR
Colorado
(7/8/2024)
RR
Connecticut
(7/8/2024)
RR
Florida
(7/8/2024)
RR
Georgia
(7/8/2024)
RR
Illinois
(7/8/2024)
RR
Maryland
(7/8/2024)
RR
Massachusetts
(7/8/2024)
RR
New Jersey
(7/8/2024)
RR
New York
(7/8/2024)
RR
Pennsylvania
(7/8/2024)
RR
South Dakota
(10/7/2025)
RR
Texas
(7/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/14/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/9/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/12/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/16/2009
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

ES
EDDID SECURITIES USA INC.
EDDID SECURITIES USA INC.

CRD#: 299423 / SEC#: , 8-70253

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Suite 1606, New York, NY 10005
Mailing Address
40 Wall Street Suite 1606, New York, NY 10005
Phone number
(212) 363-6888
Established
Delaware since 10/26/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EDDID INTERNATIONAL FINANCIAL HOLDINGS LIMITEDSOLE SHAREHOLDER
LI, HIU FAICHIEF EXECUTIVE OFFICER5514667
SUNG, JIMMYCCO & FINOP2364515
TSANG, MAN KAIPRINCIPAL OPERATIONS OFFICER (POO)7181186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDDID SECURITIES USA INC.

CRD#: 299423New York, NY 10005

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