William R. Clabaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Russell Clabaugh, who also goes by Bill Clabaugh, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2015 - March 8, 2016
MATRIX CAPITAL GROUP, INC.
April 2, 2009 - April 8, 2009
ENVISION INVESTMENT ADVISORS, LLC
July 10, 2008 - December 31, 2008
ENVISION INVESTMENT ADVISORS, LLC
February 2, 2007 - October 10, 2007
BANCWEST INVESTMENT SERVICES, INC.
October 19, 2006 - January 1, 2007
BANCWEST INVESTMENT SERVICES, INC.
May 2, 2006 - October 10, 2007
BANCWEST INVESTMENT SERVICES, INC.
March 25, 2005 - March 14, 2006
SECURITIES AMERICA ADVISORS, INC.
March 15, 2005 - March 14, 2006
SECURITIES AMERICA, INC.
February 28, 2003 - November 11, 2003
WADDELL & REED
February 19, 2003 - November 11, 2003
WADDELL & REED
March 12, 1998 - April 3, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
August 23, 1993 - December 31, 1994
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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