Michael D. Morrow

ASPEN CREEK WEALTH MANAGEMENT

Williamsburg, VA 23185

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CRD#: 2364423

Professional summary

Michael Don Morrow is a registered financial advisor currently at ASPEN CREEK WEALTH MANAGEMENT, LLC located in Williamsburg, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASPEN CREEK WEALTH STRATEGIES; investment-related; Colorado Springs, CO; SALES & MARKETING OF FIXED INSURANCE PRODUCTS; PRESIDENT and owner; 08/14; Mr. Morrow spends approximately 20 hours per week during trading hours in this role; Mr. Morrow is the President of Aspen Creek Wealth Strategies. In this role he runs the operations of the company, hires agents, and markets, recommends and sells insurance products. 2) MDM Permian, Inc; investment related; Dallas, TX; Board Member and Advisor to Board of Directors; 02/2025; Mr. Morrow spends approximately 2 hours per month during trading hours in this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Don Morrow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2018 - Present

ASPEN CREEK WEALTH MANAGEMENT, LLC

Office #1: 1769 Jamestown Road Suite 211, Williamsburg, VA 23185

RIA

CRD#: 160649

Williamsburg, VA

Past

January 12, 2009 - October 30, 2009

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

SOUTHLAKE, TX

Past

January 16, 2008 - January 14, 2010

MORROW WEALTH MANAGEMENT INC

RIA

CRD#: 146127

TROPHY CLUB, TX

Past

May 18, 2006 - January 7, 2008

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

SOUTHLAKE, TX

Past

May 5, 2006 - January 7, 2008

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

SOUTHLAKE, TX

Past

June 24, 2005 - May 8, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

GRAPEVINE, TX

Past

June 24, 2005 - May 8, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GRAPEVINE, TX

Past

January 6, 2004 - May 26, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FT WORTH, TX

Past

January 6, 2004 - May 26, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 12, 2003 - January 20, 2004

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVING, TX

Past

June 30, 2003 - January 20, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 8, 1993 - February 3, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 8, 1993 - February 19, 1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/28/2018)

IAR

Texas
(6/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/3/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

ASPEN CREEK WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT

CRD#: 160649 / SEC#:

California

Registered Investment Advisory firm - (2/3/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/28/2018 Approved)

Florida

Registered Investment Advisory firm - (6/23/2025 Approved)

Idaho

Registered Investment Advisory firm - (2/16/2021 Approved)

Louisiana

Registered Investment Advisory firm - (11/24/2020 Terminated)

Montana

Registered Investment Advisory firm - (12/16/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/16/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (5/17/2021 Approved)

Texas

Registered Investment Advisory firm - (5/15/2012 Approved)

Virginia

Registered Investment Advisory firm - (8/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

950 E State Highway 114 Ste. 160, Southlake, TX 76092

Mailing Address

Phone number

(817) 400-9905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 12,591,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Morrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Don Morrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEWAAY FINANCIAL NETWORK, LLC

MORROW WEALTH MANAGEMENT INC

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2016

Series 66

Date: 6/30/2003

Series 63

Date: 6/25/1993

Series 7

Date: 3/3/2003

Series 6

Date: 7/6/1993

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN CREEK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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