Rob M. Sigler

WESTSHORE WEALTH

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 2364256

Professional summary

Rob Marvin Sigler, who also goes by Robert M Sigler, Robert Marvin Sigler Jr, Robert Marvin Sigler, is a registered financial advisor currently at WESTSHORE WEALTH located in Newport Beach, California.

Rob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Rob has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 86, Series 87, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert M Sigler | Robert Marvin Sigler Jr | Robert Marvin Sigler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rob Marvin Sigler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2018 - Present

WESTSHORE WEALTH

Office #1: 4041 Macarthur Blvd. Suite #160, Newport Beach, CA 92660

RIA

CRD#: 283843

Newport Beach, CA

Past

November 19, 2009 - August 15, 2017

UBS SECURITIES LLC

CRD#: 7654

SAN FRANCISCO, CA

Past

April 17, 2006 - April 14, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 10, 1997 - April 12, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 12, 1995 - August 1, 1995

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

October 27, 1993 - January 12, 1995

AMERICAN CAPITAL MARKETING, INC.

CRD#: 6699

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTSHORE WEALTH

CAMINO CAPITAL ADVISORS LLC | WESTSHORE WEALTH, LLC | WESTSHORE WEALTH

CRD#: 283843 / SEC#: 801-108664

RIA

Registered Investment Advisory firm - (12/1/2016 Approved)

California

Registered Investment Advisory firm - (1/14/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/8/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 86

Date: 8/31/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/26/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 3

Date: 10/27/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/20/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2010

General Securities Principal Examination

Current Firm

WESTSHORE WEALTH

CAMINO CAPITAL ADVISORS LLC | WESTSHORE WEALTH, LLC | WESTSHORE WEALTH

CRD#: 283843 / SEC#: 801-108664

RIA

Registered Investment Advisory firm - (12/1/2016 Approved)

California

Registered Investment Advisory firm - (1/14/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4041 Macarthur Blvd. Suite #160, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 825-7505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-WESTSHORE WEALTH (3/28/2025)

Regulatory assets under management

Total Number of Accounts	735
AUM (Assets Under Management)	$ 534,341,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rob M. Sigler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rob Marvin Sigler's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

INVESCO CAPITAL MARKETS, INC.

AMERICAN CAPITAL MARKETING, INC.

Primary Firm SEC Registration

WESTSHORE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1993

SIE

Date: 8/15/2017

Series 55

Date: 8/8/2006

Series 86

Date: 8/31/2004

Series 87

Date: 8/26/2004

Series 3

Date: 10/27/1997

Series 7

Date: 10/20/1997

Series 6

Date: 10/26/1993

Series 24

Date: 2/26/2010

Current Firm

WESTSHORE WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTSHORE WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors