Joshua N. Freedman

ROBERTSON STEPHENS

DENVER, CO 80218

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CRD#: 2364183

Professional summary

Joshua Nmn Freedman, who also goes by Josh Freedman, Joshua Freedman, is a registered financial advisor currently at ROBERTSON STEPHENS located in Denver, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joshua has worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Freedman | Joshua Freedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Nmn Freedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2024 - Present

ROBERTSON STEPHENS

Office #1: 1741 N High St, Denver, CO 80218

RIA

CRD#: 289977

DENVER, CO

Past

May 23, 2023 - August 28, 2024

RATIO WEALTH GROUP LLC

RIA

CRD#: 306278

DENVER, CO

Past

July 2, 2020 - May 6, 2023

QSV EQUITY INVESTORS LLC

RIA

CRD#: 283060

Denver, CO

Past

March 23, 2012 - July 1, 2020

ELK CREEK PARTNERS, LLC

RIA

CRD#: 157499

DENVER, CO

Past

August 11, 2011 - December 31, 2011

ELK CREEK PARTNERS, LLC

RIA

CRD#: 157499

DENVER, CO

Past

April 4, 2007 - August 8, 2011

PLATTE RIVER CAPITAL, LLC

RIA

CRD#: 139380

DENVER, CO

Past

September 8, 1997 - December 31, 2002

BERGER DISTRIBUTORS LLC

CRD#: 41436

DENVER, CO

Past

May 3, 1994 - March 20, 1996

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 15, 1993 - August 25, 1997

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/14/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/27/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua N. Freedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Nmn Freedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATIO WEALTH GROUP LLC

QSV EQUITY INVESTORS LLC

ELK CREEK PARTNERS, LLC

ELK CREEK PARTNERS, LLC

PLATTE RIVER CAPITAL, LLC

BERGER DISTRIBUTORS LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/1994

Series 6

Date: 10/14/1993

Series 26

Date: 3/27/1998

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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