Craig L. Kinnunen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Lee Kinnunen, CFP® was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1996. Craig had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2025 - March 25, 2026
EMPOWER ADVISORY GROUP, LLC
September 12, 2023 - December 22, 2025
MERCER GLOBAL ADVISORS INC.
April 3, 2023 - September 22, 2023
EMPOWER ADVISORY GROUP, LLC
November 28, 2018 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
May 25, 2018 - November 25, 2018
INFOCUS FINANCIAL PLANNING, LLC
December 20, 2013 - October 9, 2015
JANICZEK WEALTH MANAGEMENT
September 20, 2010 - December 20, 2013
FUNDAMENTALS FINANCIAL PLANNING
July 8, 2004 - November 3, 2006
TIAA-CREF TRUST COMPANY, FSB
July 8, 2004 - October 12, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 12, 2004 - May 25, 2004
CHARLES SCHWAB & CO., INC.
July 10, 2003 - January 16, 2004
TIAA-CREF TRUST COMPANY, FSB
May 2, 2001 - December 4, 2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 11, 2001 - February 13, 2001
UBS FINANCIAL SERVICES INC.
September 1, 2000 - February 2, 2001
J. P. MORGAN ADVISORY SERVICES INC.
March 29, 2000 - February 2, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 26, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 26, 1996 - April 4, 2000
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
