Stanley S. Silverberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Stuart Silverberg was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 2000. Stanley had worked at 4 firms and has passed the Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2002 - February 26, 2003
KALIN ASSOCIATES, INC.
December 3, 2001 - May 29, 2002
NANDRA GROUP, INC.
October 15, 2001 - December 10, 2001
FISHMAN & LEDER, INC.
December 11, 2000 - September 10, 2001
QUATTRO M SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 5/10/2001
NYSE Trading Assistant ExaminationCurrent Firm
KALIN ASSOCIATES, INC.
CRD#: 16941 / SEC#: , 8-42805
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
