AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DJ

Deborah Leigh Jones

CFP®
CETERA PLANNING PARTNERS
Houston, TX
·CRD# 2364090·33 years experience

Professional Summary

Deborah Leigh Jones, CFP® is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Houston, Texas and CETERA WEALTH SERVICES, LLC located in Houston, Texas. Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Deborah has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

David Antonio Alvarez
GRAPEVINE, TX · CRD#
View profile
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2006

Years of Experience

33 years in the financial services industry

Current & Past Employments

CETERA PLANNING PARTNERS·CRD# 129625
RIA
16842 Royal Crest Dr, Houston, TX 77058
September 29, 2026 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
16842 Royal Crest Dr., Houston, TX 77058
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Houston, TX
September 5, 2025 - October 9, 2026
AVANTAX PLANNING PARTNERS, INC.·CRD# 106237
RIA
Houston, TX
February 23, 2024 - September 29, 2026
JONES TAX & INVESTMENT PLANNING SERVICES, INC.·CRD# 114892
RIA
Houston, TX
January 2, 1998 - November 28, 2011
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Houston, TX
March 6, 1997 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Houston, TX
July 21, 1993 - September 5, 2025

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Current Firm

CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

Contact Information

Main Address

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211

Phone Number

(913) 498-8898

# of Employees

78

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS ADV PART 2A SEPT 2026 (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,107

AUM (Assets Under Management)

$4,164,758,846

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026Cover PageReport
11/24/2025Cover PageReport
08/08/2024Cover PageReport
11/27/2023Cover PageReport

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Golden Rule/One America~16842 Royal Crest~Houston~TX~77058~Independent Insurance Agent~Insurance Sales Agent~4/8/2004~1hrs~1hrs~LTC sales, Fixed Annuities 2) Royal Crest Office Association~16858 Royal Crest~Houston~TX~77058~Rental Property Owner/Management~Member of the Board of Directors~1/1/2012~1hrs~0hrs~This is an association of building owners in my complex. Attend Association meetings, approve financial and aid President as needed. 3) Rental Property~16842 & 16838 Royal Crest~Houston~TX~77058~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/2007~2hrs~0hrs~Collect Rents, Pay bills, Repair as needed 4) JONES TAX & FINANCIAL SERVICES, INC. POSITION: Tax and Financial Planner NATURE: Tax preparation and integration with financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 08/25/2011 ADDRESS: 16842 Royal Crest Dr, Houston TX 77058, United States DESCRIPTION: Primary Wealth Management Advisor. This includes meeting with clients, tax preparation services, tax planning, integration of tax planning and portfolio management. 5) INTEGRATED TAX AND WEALTH STRATEGIES POSITION: Sub-Rep, Financial Advisor NATURE: This is a marketing name for financial services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/14/2023 ADDRESS: 2707 W Baker Rd, Baytown TX 775212221, United States DESCRIPTION: Wealth Management Advisor. Meeting with clients, portfolio management, relationship building, overseeing client services and assistants.

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/5/2025)
RR
Arizona
(9/5/2025)
RR
Colorado
(9/5/2025)
RR
Connecticut
(9/5/2025)
RR
Florida
(9/5/2025)
RR
Georgia
(9/5/2025)
RR
Illinois
(9/5/2025)
RR
Louisiana
(2/26/2026)
RR
Montana
(9/5/2025)
RR
New Mexico
(9/5/2025)
RR
North Carolina
(9/5/2025)
RR
South Carolina
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/29/2026)
RR
Virginia
(9/5/2025)
RR
Washington
(9/5/2025)
RR
Wisconsin
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed May 1997

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1993About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Leigh Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

GRAPEVINE, TX · CRD#
Eric Anthony Dupre
Eric Anthony Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
WB
Wesley K Brown

REMNANT WEALTH

GAITHERSBURG, MD · CRD#
CE
Christian Etienne

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE · CRD#
DJ
Follow Deborah
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required