Jonathon A. Bell

ROYALTY WEALTH MANAGEMENT

CHICAGO, IL 60612

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CRD#: 2364087

Professional summary

Jonathon Anthony Bell, who also goes by Jon Bell, is a registered financial advisor currently at ROYALTY WEALTH MANAGEMENT, INC. located in Chicago, Illinois.

Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jonathon has worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Bell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Anthony Bell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2015 - Present

ROYALTY WEALTH MANAGEMENT, INC.

Office #1: 2250 W. Ohio Unit 104, Chicago, IL 60612

RIA

CRD#: 174534

CHICAGO, IL

Past

January 3, 2014 - November 24, 2014

RUDIS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 169494

CHICAGO, IL

Past

July 23, 2012 - July 30, 2015

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

CHICAGO, IL

Past

July 23, 2012 - December 31, 2012

SAXONY SECURITIES, INC.

CRD#: 115547

CHICAGO, IL

Past

June 27, 2007 - July 20, 2012

ROTHSCHILD INVESTMENT LLC

RIA

CRD#: 728

CHICAGO, IL

Past

June 27, 2007 - July 20, 2012

ROTHSCHILD INVESTMENT LLC

CRD#: 728

CHICAGO, IL

Past

September 11, 2006 - June 1, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

September 8, 2006 - June 1, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

January 2, 2002 - September 12, 2006

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

January 26, 2001 - January 2, 2002

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

February 1, 1999 - April 27, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

December 9, 1998 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

June 2, 1995 - February 18, 1997

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

June 10, 1993 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

June 10, 1993 - June 16, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

June 10, 1993 - June 16, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/23/2015)

IAR

Texas
(2/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/1993

General Securities Representative Examination

Current Firm

ROYALTY WEALTH MANAGEMENT, INC.

CRD#: 174534 / SEC#:

Illinois

Registered Investment Advisory firm - (2/23/2015 Approved)

Louisiana

Registered Investment Advisory firm - (1/3/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2250 W. Ohio Unit 104, Chicago, IL 60612

Mailing Address

Phone number

(312) 528-7975

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 19,708,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathon A. Bell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Anthony Bell's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUDIS CAPITAL MANAGEMENT, INC.

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

ROTHSCHILD INVESTMENT LLC

ROTHSCHILD INVESTMENT LLC

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

STERLING CAPITAL DISTRIBUTORS, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

WINGSPAN INVESTMENT SERVICES

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/1999

Series 63

Date: 6/20/1994

Series 7

Date: 10/25/1993

Current Firm

ROYALTY WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROYALTY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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