Adam M. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam M Gross, who also goes by Adam Mark Gross, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1993. Adam had worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2023 - January 7, 2025
JEGI LLC
June 15, 2021 - October 7, 2022
JEGI LLC
July 22, 1993 - March 24, 1994
A. R. BARON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/15/2021
Investment Banking Registered Representative ExaminationCurrent Firm
JEGI LLC
CRD#: 134887 / SEC#: , 8-66867
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JORDAN, EDMISTON GROUP INC. | PARENT COMPANY | |
| GEORGE, KENNETH RONALD | FIN OP | 2643369 |
| HITZIG, WILLIAM MAXWELL | CCO/COO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
