William E. Bennett

WHITNEY & COMPANY

Rochester, NY 14625

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CRD#: 2363955

Professional summary

William Edward Bennett is a registered financial advisor currently at WHITNEY & COMPANY located in Rochester, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2021 - Present

WHITNEY & COMPANY

Office #1: 959 Panorama Trail S Suite 190, Rochester, NY 14625

RIA

CRD#: 117307

Rochester, NY

Past

June 17, 1993 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 17, 1993 - May 20, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITNEY & COMPANY

W.G. SHAHEEN & ASOCIATES LTD. | WHITNEY & COMPANY | W.G.SHAHEEN & ASSOCIATES,LTD.

CRD#: 117307 / SEC#: 801-60710

RIA

Registered Investment Advisory firm - (10/15/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/16/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WHITNEY & COMPANY

W.G. SHAHEEN & ASOCIATES LTD. | WHITNEY & COMPANY | W.G.SHAHEEN & ASSOCIATES,LTD.

CRD#: 117307 / SEC#: 801-60710

RIA

Registered Investment Advisory firm - (10/15/2001 Approved)

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Contact information

Main Address

959 Panorama Trail S Suite 190, Rochester, NY 14625

Mailing Address

Phone number

(585) 232-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHITNEY & COMPANY (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 1,150,646,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WHITNEY & COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/1999

Series 63

Date: 6/21/1993

Series 7

Date: 6/10/2003

Series 6

Date: 6/16/1993

Current Firm

WHITNEY & COMPANY

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITNEY & COMPANY

TRUST BUT VERIFY

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