Michael Muller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Muller was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 8 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - July 16, 2013
BRICKELL GLOBAL MARKETS, INC.
March 10, 2011 - December 5, 2011
MF GLOBAL INC.
January 8, 2010 - November 29, 2010
GLEACHER & COMPANY SECURITIES, INC.
March 6, 2008 - April 23, 2008
GLOBAL FRONTERA MARKETS INC.
December 17, 2007 - March 3, 2008
INTERCAPITAL SECURITIES LLC
December 8, 2006 - July 16, 2007
INTL FCSTONE CREDIT TRADING LLC
November 20, 2000 - October 30, 2001
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 9, 1998 - June 21, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRICKELL GLOBAL MARKETS, INC.
CRD#: 104316 / SEC#: , 8-52776
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANESCO USA | SHAREHOLDER | |
| CUCCIA, GARY JOHN | FINOP/CONTACT PERSON FOR FORM BDW/CCO/EXECUTIVE REPRESEANTATIVE | 1386493 |
| ESCOTET, MARIA MERCEDES | DIRECTOR |
Disclosures
| Regulatory Event | 5 |
Red Flags
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