James E. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Jordan was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 7 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2010 - January 2, 2013
DME SECURITIES, LLC
January 27, 2010 - February 25, 2010
ROBERT M. CORLEY INCORPORATED
July 1, 2003 - June 19, 2007
WELLS FARGO SECURITIES, LLC
January 16, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 21, 2001 - January 24, 2002
G&L PARTNERS, LLC
October 4, 1999 - February 28, 2001
J.P. MORGAN SECURITIES LLC
December 19, 1996 - May 12, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 6/28/2010
NYSE Trading Assistant ExaminationCurrent Firm
DME SECURITIES, LLC
CRD#: 112584 / SEC#: , 8-53280
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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