James C. Cantela
Professional summary
James C Cantela, CFP®, who also goes by Jim Cantela, James Christopher Cantela, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Maywood, New Jersey and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James C Cantela's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 18, 2024 - Present
MISSIONSQUARE RETIREMENT
April 18, 2024 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240December 5, 2022 - April 16, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 2022 - April 16, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2019 - October 20, 2020
VALLEY WEALTH MANAGERS, INC.
July 28, 2016 - November 7, 2016
HENNION & WALSH ASSET MANAGEMENT, INC.
June 30, 2016 - October 10, 2016
HENNION & WALSH, INC.
December 1, 2011 - July 1, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 13, 2011 - July 1, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 1, 2000 - January 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 6, 1999 - October 15, 1999
APEX CLEARING CORPORATION
February 12, 1997 - July 2, 1997
MML INVESTORS SERVICES, LLC
June 9, 1994 - April 12, 1995
JWGENESIS SECURITIES, INC.
October 5, 1993 - June 14, 1994
REICH & CO., INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2024)
(4/19/2024)
(4/18/2024)
Exams
Series 7TO
Date: 10/28/2022
General Securities Representative ExaminationSeries 55
Date: 5/18/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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