Antonio G. Raimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Gerard Raimo, who also goes by Anthony Raimo, Antonio Raimo, T R Raimo, Tony G Raimo, Tony Raimo, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1997. Antonio had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1999 - November 20, 2000
DALTON KENT SECURITIES GROUP, INC.
March 19, 1998 - October 19, 1999
THE THERMOPYLAE GROUP, INC.
November 19, 1997 - March 19, 1998
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 11/18/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
DALTON KENT SECURITIES GROUP, INC.
CRD#: 38813 / SEC#: , 8-48435
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
