WP
William J. Parker
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CRD#: 2363450
WP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Parker, who also goes by Bill Parker, William J Parker, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Parker | William J Parker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SPECIAL PLANNING (DBA) FINANCIAL PLANNING SERVICES OFFERED TO FAMILIES WITH SPECIAL NEEDS INDIVIDUALS 2)GRAND VIEW ASSET MANAGEMENT, 4200 CRUMS MILL ROAD, 2ND FLOOR HARRISBURG PA 17112, CEO AND PRESIDENT, 10/3/2006, ASSET MANAGEMENT, LIFE INSURANCE AND LONG TERM CARE.-- 3)WISE ACCOUNTING SERVICES, 4200 CRUMS MILL ROAD, 2ND FLOOR HARRISBURG PA 171122899, INCOME TAX PREPARATION, 8/6/2003, 24-40 HOURS TOTAL, TAX SERVICES.-- 4)PARKER DOMAINS, PALMYRA PA 17078, OWNER, 2/18/2014, 3 HOURS TOTAL, 0 DURING TRADING HOURS, LEASE DOMAIN NAMES TO BUSINESSES.-- 5)PARKER DOMAINS AND VIDEOS, PALMYRA PA 17078, CEO, 3/1/2014, 8 HOURS TOTAL, 0 DURING TRADING HOURS, GETTING VIDEO IN YOU TUBE ON THE FIRST PAGE.-- 6)FLS, LLC, 4200 CRUMS MILL RD SUITE 203 HARRISBURG PA 17112, PARTNER, 4/2/2014, 5 HOURS TOTAL, 5 DURING TRADING HOURS, LOBBYING AND CONSULTING.-- 7)WILLIAM PARKER, 4200 CRUMS MILL RD FL 2 HARRISBURG PA 17112-2899, CEO, 9/30/2013, 2 HOURS TOTAL, 0 DURING TRADING HOURS, INVENTOR. 8) Junior Achievement-Not investment related-610 S George St, York, PA 71401-Helps children with Financial Education-Volunteer-2/14/19-6 hrs/month-100% during securities trading hrs-2 days this year. 9)INSPIRE TO RETIRE RADIO; INVESTMENT RELATED; 4200 CRUMS MILL RD HARRISBURG, PA 17112; GRANDVIEW ASSET MANAGEMENT; CCO; START DATE 1/2011; 4 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS; RADIO HOST 10)BRI INVESTING RADIO SHOW; INVESTMENT RELATED; 4200 CRUMS MILL RD; AMERICAN PASTORS NETWORK RADIO SHOW; RADIO HOST; 4 HOURS/MONTH; 4 HOURS DURING SECURITIES HOURS; DISCUSSING ECONOMY AND BRI INVESTMENTS AND IT WILL BE RIA ONLY 11) FMT SOLUTIONS; RETIREMENT CLASSES; INVESTMENT RELATED; 300 OSWEGO POINT DR. LAKE OSWEGO, OR; RETIREMENT COURSES; TEACH; 3/2018; 6 HOURS/MONTH; 6 HOURS DURING SECURITIES HOURS; TEACHING BASIC CONCEPTS OF SAVING FOR RETIREMENT. 12) RENTAL PROPERTIES. Not investment related. Progress Ave/Paxtang Ave/Locust Lane, Harrisburg, PA. Start 1996. Owner of rental properties. 0 HOURS/MONTH. 13) Parker Properties. Not investment related. 4200 Crums Mill Road, Harrisburg PA. Start 01/1993. Owner of rental properties. 0 hours per month. 14) North American. Investment Related. 8300 Mills Civic Parkway, West Des Moines, IA 50266. Insurance, Investment Advisor. Start 6/2020. 1hr/mo during trading hours. Insurance Sales. 15) Gift of Smiles. Non-Investment Related. 4836 E Trindle Road, Mechanicsburg, PA 17050. Non Profit Charity, Board Member. Start 1/2021. 1hr/mo, not during trading hours. Board Member. 16) Dalit Solidarity. Non-Investment Related. PO Box 178995, San Diego, CA 92177. Non-Profit Charity. Board Member. Start 1/2021. 1hr/mo, not during trading hours. Board Member.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 8, 2015 - September 19, 2022
GRANDVIEW ASSET MANAGEMENT LLC
RIA
CRD#: 172357
HARRISBURG, PA
Past
November 14, 2014 - February 22, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Harrisburg, PA
Past
January 28, 1999 - November 19, 2014
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
MECHANICSBURG, PA
Past
January 4, 1999 - November 19, 2014
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MECHANICSBURG, PA
Past
March 13, 1996 - January 4, 1999
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
June 22, 1995 - March 29, 1996
SUNPOINT SECURITIES, INC.
BD
CRD#: 25442
LONGVIEW, TX
Past
September 15, 1993 - June 23, 1995
HACKETT ASSOCIATES, INC.
BD
CRD#: 2106
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRANDVIEW ASSET MANAGEMENT LLC
BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
RIA
Registered Investment Advisory firm - (7/11/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (7/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GA
GRANDVIEW ASSET MANAGEMENT LLC
BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
RIA
Registered Investment Advisory firm - (7/11/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (7/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4200 Crums Mill Road Floor 2, Harrisburg, PA 17112
Mailing Address
Phone number
(717) 541-1000
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 339,960,044 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
