Jamie Lawrence Wing
Professional Summary
Jamie Lawrence Wing is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Lansing, Michigan. Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jamie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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FOGUTH WEALTH MANAGEMENT, LLC.
Contact Information
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FOGUTH WEALTH MANAGEMENT, LLC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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FOGUTH WEALTH MANAGEMENT, LLC.
Current Firm
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
Contact Information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126Phone Number
(866) 991-1539Established
Delaware since 04/09/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
67SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
5,848AUM (Assets Under Management)
$607,877,168Disclosures
Regulatory Event
1Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FOGUTH WEALTH MANAGEMENT, LLC.
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
State Registrations and Notice Filings
(5/5/2015)
(5/18/2015)
(8/30/2011)
(8/30/2011)
(3/2/2015)
(5/5/2015)
(5/6/2015)
(5/5/2015)
(9/21/2015)
(6/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1993About the Series 6 examSRO Registrations
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FOGUTH WEALTH MANAGEMENT, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Lawrence Wing's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jamie Lawrence Wing's CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.
