JW
Jamie L. Wing
GRADIENT SECURITIES
Lansing, MI 48906
Some features on this profile are disabled
CRD#: 2363448
JW
Professional summary
Jamie Lawrence Wing is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Lansing, Michigan.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jamie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SYNERGY FINANCIAL GROUP, LLC; INVT REL; 15485 OLD US HIGHWAY 27, LANSING, MI 48906; INSURANCE; MANAGING PARTNER; START 04/2009; INSURANCE SALES AND DBA FOR SECURITIES AND ADVISORY SERVICES. 2) JW WEALTH MANAGEMENT GROUP, LLC; NOT INVESTMENT RELATED; 15485 OLD US HIGHWAY 27, LANSING, MI 48906; LLC FOR BUSINESS BANK ACCOUNTS; MANAGING MEMBER; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS, ACCOUNTING SERVICES. 3) SYNERGY LIFE ANNUITY LLC; INVT REL; 15485 OLD US HIGHWAY 27, LANSING, MI 48906; LLC; MANAGING MEMBER; START 10/2023; 0 HOURS SPENT PER MONTH; 0 HOURS DURING TRADING HOURS; LEGAL ENTITY - LLC - SAVED FOR POSSIBLE FUTURE USE - NOT MARKETING THE LLC TO THE PUBLIC. 4) TITUS ACQUISITIONS LLC; INVT RELATED; 15485 OLD US HIGHWAY 27, LANSING, MI 48906; MANAGING MEMBER; START 1/2024; 5 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; LLC HOLDS REAL ESTATE AND IS USED FOR BUSINESS BANK ACCOUNTS.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Lawrence Wing's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jamie Lawrence Wing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 15485 Old Us Highway 27, Lansing, MI 48906RIA
BD
CRD#: 127701
Lansing, MI
Current
August 30, 2011 - Present
GRADIENT SECURITIES, LLC
Office #1: 15485 Old Us Highway 27, Lansing, MI 48906RIA
BD
CRD#: 127701
Lansing, MI
Past
September 12, 2011 - February 26, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
DEWITT, MI
Past
July 7, 2010 - August 31, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DEWITT, MI
Past
July 30, 2007 - August 31, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DEWITT, MI
Past
September 18, 2006 - July 31, 2007
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
LAKE ODESSA, MI
Past
October 20, 2005 - September 20, 2006
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
LAKE ODESSA, MI
Past
December 14, 1993 - October 25, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/5/2015)
IAR
Arizona(5/18/2015)
RR
Florida(8/30/2011)
RR
Michigan(8/30/2011)
IAR
Michigan(3/2/2015)
RR
North Carolina(5/5/2015)
IAR
North Carolina(5/6/2015)
RR
Ohio(5/5/2015)
RR
Texas(9/21/2015)
IAR
Texas(6/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
