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DW

David M. Whitman

STRATEGIC INVESTMENTS & INSURANCE
Boca Raton, FL 33498
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CRD#: 2363423
DW

Professional summary

David Michael Whitman JR, CFP® is a registered financial advisor currently at STRATEGIC INVESTMENTS & INSURANCE located in Boca Raton, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Whitman JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

October 2, 2019 - Present

STRATEGIC INVESTMENTS & INSURANCE

Office #1: 20283 State Road 7, Suite 323, Boca Raton, FL 33498
RIA
CRD#: 293229
Boca Raton, FL
Past

September 6, 2017 - March 25, 2020

ADVISORY ALPHA, LLC

RIA
CRD#: 158282
Pompano Beach, FL
Past

September 20, 2011 - August 28, 2017

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
POMPANO BEACH, FL
Past

January 13, 2010 - August 28, 2017

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
POMPANO BEACH, FL
Past

October 29, 2009 - January 14, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
POMPANO BEACH, FL
Past

February 29, 2008 - April 3, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOCA RATON, FL
Past

January 2, 2007 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
BOCA RATON, FL
Past

May 10, 2006 - April 3, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

May 23, 2001 - January 2, 2007

CARLIN EQUITIES, LLC

BD
CRD#: 31295
WEST PALM BEACH, FL
Past

March 2, 1999 - June 13, 2001

FRANKLIN ROSS, INC.

BD
CRD#: 43610
PRINCETON, NJ
Past

September 1, 1993 - February 3, 1999

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/2/2019)
IAR
Texas
(9/9/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/11/2008
General Securities Principal Examination

Current Firm

SI
STRATEGIC INVESTMENTS & INSURANCE
STRATEGIC INVESTMENTS & INSURANCE | STRATEGIC INVESTMENTS & INSURANCE, LLC

CRD#: 293229 / SEC#:

Florida
Registered Investment Advisory firm - (10/2/2019 Approved)
Texas
Registered Investment Advisory firm - (4/23/2020 Conditional Restricted)
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Contact information

Main Address
20283 State Road 7, Suite 323, Boca Raton, FL 33498
Mailing Address
Phone number
(561) 221-6934
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts60
AUM (Assets Under Management)$ 12,708,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC INVESTMENTS & INSURANCE

CRD#: 293229Boca Raton, FL 33498

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