Lawrence M. Jasinover

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CRD#: 2363420

Professional summary

Lawrence Mark Jasinover was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Lawrence is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Lawrence had worked at 4 firms, which includes FIRST ASSET MANAGEMENT INC., CHATFIELD DEAN & CO. INC., COMMONWEALTH ASSOCIATES, GRUNTAL & CO. L.L.C..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 17, 1995 - November 6, 1996

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

March 17, 1995 - November 8, 1995

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

April 26, 1994 - April 4, 1995

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

September 30, 1993 - May 2, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/29/1993

General Securities Representative Examination

Current Firm

FIRST ASSET MANAGEMENT, INC.

FIRST ASSET MANAGEMENT, INC. | ZALAZNICK SECURITIES CORPORATION | LEW LIEBERBAUM & CO., INC.

CRD#: 17341 / SEC#: , 8-35154

Terminated by SEC on 10/30/1998

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 11/08/1985

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Red Flags

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Lawrence M. Jasinover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ASSET MANAGEMENT, INC.

CHATFIELD DEAN & CO., INC.

COMMONWEALTH ASSOCIATES

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/1993

Series 7

Date: 9/29/1993

Current Firm

FIRST ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

FIRST ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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