Sibonae D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sibonae Delagarza Jones, who also goes by Sibonae M Delagarza, Sibonae Marlene Delagarza, Sibonae Delagarza, Sibonae Marlene Gonzales, Sibonae Gonzales, Sibonae Marlene Jones, was a registered financial professional .
Sibonae is a previously registered financial professional and started their career in finance in 1993. Sibonae had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2022 - February 6, 2026
FROST INVESTMENT SERVICES
June 22, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
September 15, 2010 - February 6, 2026
FROST BROKERAGE SERVICES, INC.
May 9, 2006 - September 14, 2010
WELLS FARGO INVESTMENTS, LLC
November 18, 2005 - September 14, 2010
WELLS FARGO INVESTMENTS, LLC
July 6, 2005 - October 4, 2005
CHASE INVESTMENT SERVICES CORP.
August 6, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 1, 2001 - February 20, 2002
ATLAS SECURITIES, LLC
April 24, 1996 - October 28, 1999
CITICORP INVESTMENT SERVICES
August 20, 1993 - February 15, 1996
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2025 | ||
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
