Scott C. Wardrop
Professional summary
Scott Christopher Wardrop, who also goes by Scott C Wardrop, is a registered financial advisor currently at SCW WEALTH MANAGEMENT, LLC located in Carolina Beach, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Wardrop's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2022 - Present
SCW WEALTH MANAGEMENT, LLC
April 15, 2016 - July 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 15, 2016 - July 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
February 6, 2009 - April 26, 2016
UBS FINANCIAL SERVICES INC.
February 5, 2009 - April 26, 2016
UBS FINANCIAL SERVICES INC.
April 12, 1998 - February 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 1993 - February 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2022)
Exams
Current Firm
SCW WEALTH MANAGEMENT, LLC
CRD#: 317303 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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