Stephanie S. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Scherer Young, who also goes by Stephanie S Young, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1994. Stephanie had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2017 - December 13, 2021
TRUIST ADVISORY SERVICES, INC.
December 15, 2017 - December 13, 2021
TRUIST INVESTMENT SERVICES, INC.
October 23, 2009 - December 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 14, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 17, 2001 - July 9, 2002
ROBERTSON STEPHENS, INC.
December 8, 1999 - January 10, 2001
PRUDENTIAL EQUITY GROUP, LLC
July 1, 1998 - November 23, 1999
COWEN AND COMPANY
December 6, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
January 28, 1994 - December 13, 1996
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
