KW
Kristopher A. Wallace
MARKETRIDERS
Chesterfield, MO 63005
Some features on this profile are disabled
CRD#: 2363185
KW
Professional summary
Kristopher Alexander Wallace, who also goes by Kristopher Wallace, is a registered financial advisor currently at MARKETRIDERS located in Chesterfield, Missouri and SOGOTRADE, INC. located in Chesterfield, Missouri.
Kristopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kristopher has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristopher Wallace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
St Louis Investment Club LLC | Investment-related | 39 Kensington Pl Ct. Saint Charles, MO 63304 | Investment club | Mostly passive involvement | Start date 2/5/2024 | 1 hour/week | 0 hours during securities trading hours| Receive profits or losses from investments, has personal financial investment in this activity. Principal Insurance LLC |Investment-related | 1 McBride & Son Center Dr., Chesterfield, MO 63005| Insurance leads marketing, does not conduct insurance business | Limited management function | Start date 4/8/2024| 1-2 hours/month | 0 hours during securities trading hours| | No recurring compensation. There may be distributions if revenue is generated. Sogo Financial Management LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive | Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Financial Group, Inc |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. 288 Ventures, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | an ownership LLC | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Technology, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Max Tech, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. MarketRiders (dba, SogoTrade Asset Management): Investment-related - 1 McBride & Son Center Dr., Suite 288, Chesterfield, MO 63005 - Business: Registered investment adviser - Title: Chief Executive Officer - Start: 4/1/2016 - Approximately 10 hours per month, primarily during securities trading hours - Supervise management of registered investment advisers - MarketRiders is an affiliate of SogoTrade, under common ownership and management.
CRS (Client Relationship Summary) - RIA
Click below to view Kristopher Alexander Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2016 - Present
MARKETRIDERS
Office #1: 1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005RIA
CRD#: 147963
Chesterfield, MO
Current
January 8, 2016 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005BD
CRD#: 17912
Chesterfield, MO
Past
October 10, 2012 - October 23, 2015
SCOTTRADE, INC.
BD
CRD#: 8206
ST. LOUIS, MO
Past
June 20, 1996 - January 20, 2011
SCOTTRADE, INC.
BD
CRD#: 8206
ST. LOUIS, MO
Past
July 15, 1994 - April 22, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MARKETRIDERS
MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.
CRD#: 147963 / SEC#: 801-69514
RIA
Registered Investment Advisory firm - (9/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/27/2023)
IAR
Louisiana(5/11/2017)
RR
Missouri(1/11/2016)
IAR
Missouri(7/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 2/6/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/24/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MA
MARKETRIDERS
MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.
CRD#: 147963 / SEC#: 801-69514
RIA
Registered Investment Advisory firm - (9/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005
Mailing Address
Phone number
(866) 990-3837
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 485,640,168 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MARKETRIDERS
CRD#: 147963Chesterfield, MO 63005TRUST BUT VERIFY
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