Jeremy P. Watt

ALLSPRING FUNDS MANAGEMENT

Corte Madera, CA

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CRD#: 2363074

Professional summary

Jeremy Peter Watt is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Corte Madera, California and ALLSPRING FUNDS DISTRIBUTOR, LLC located in San Francisco, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeremy has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental property - Family vacation home, 198 W. Spain St., Sonoma, CA 95476, Investment-Related, Co-owner with spouse, Start date: 12/16/2019, Hours per month: average of 1/2 hour with average of 15 minutes during trading hours. , Duties include making infrequent decisions on how much to charge for rent and evaluating prospective renters. Management company, Woodfield Properties - rentals@woodfield properties.com, handles the majority of the rental activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Peter Watt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2024 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #2: 525 Market Street 12th Floor, San Francisco, CA 94105

RIA

CRD#: 110841

Corte Madera, CA

Current

November 5, 2024 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 525 Market Street 12th Floor, San Francisco, CA 94105

CRD#: 133366

San Francisco, CA

Past

October 3, 2012 - February 17, 2022

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

October 18, 2005 - December 19, 2012

BLACKROCK EXECUTION SERVICES

CRD#: 39438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/6/2025)

Arizona
(1/16/2025)

IAR

California
(11/5/2024)

California
(1/6/2025)

Colorado
(1/21/2025)

Hawaii
(2/3/2025)

Idaho
(11/7/2024)

Indiana
(1/7/2025)

Iowa
(1/22/2025)

Massachusetts
(1/6/2025)

Minnesota
(1/4/2025)

Montana
(1/4/2025)

Nevada
(1/6/2025)

New Mexico
(1/7/2025)

New York
(1/19/2025)

Oregon
(1/7/2025)

Utah
(1/7/2025)

Washington
(1/6/2025)

Wisconsin
(1/7/2025)

Wyoming
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/3/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/10/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

(833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

519

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	12,065
AUM (Assets Under Management)	$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy P. Watt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Peter Watt's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK EXECUTION SERVICES

Primary Firm SEC Registration

ALLSPRING FUNDS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/3/2025

Series 65

Date: 7/10/2024

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2005

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

TRUST BUT VERIFY

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