GG
Glenn T. Gullickson
CONTEGO CAPITAL GROUP
Minneapolis, MN 55416
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CRD#: 2362940
GG
Professional summary
Glenn Tad Gullickson is a registered financial advisor currently at CONTEGO CAPITAL GROUP, INC. located in Minneapolis, Minnesota.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Glenn has worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Copernicus LLC (Minnetonka, Minnesota) Owner - Develop software applications for mobile phones 0-2 hours per week devoted to LLC. Oversee development of mobile apps
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Tad Gullickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2024 - Present
CONTEGO CAPITAL GROUP, INC.
Office #1: 5354 Parkdale Drive Suite 103, Minneapolis, MN 55416RIA
CRD#: 128518
Minneapolis, MN
Past
September 29, 2006 - January 11, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
San Francisco, CA
Past
September 29, 2006 - January 11, 2018
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SAN FRANCISCO, CA
Past
August 2, 2005 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
RIA
CRD#: 105068
MINNEAPOLIS, MN
Past
July 29, 2005 - September 29, 2006
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
Past
November 27, 2002 - May 24, 2005
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
July 13, 1993 - May 24, 2005
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONTEGO CAPITAL GROUP, INC.
CONTEGO CAPITAL ADVISORS, LLC | TCI FINANCIAL ADVISORS | RDA FINANCIAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS | CONTEGO CAPITAL GROUP, INC.
CRD#: 128518 / SEC#: 801-113844
RIA
Registered Investment Advisory firm - (8/17/2018 Approved)Arizona
Registered Investment Advisory firm - (12/1/2015 Terminated)Colorado
Registered Investment Advisory firm - (12/31/2015 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2015 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2018 Terminated)Montana
Registered Investment Advisory firm - (12/1/2015 Terminated)North Dakota
Registered Investment Advisory firm - (8/28/2018 Terminated)Texas
Registered Investment Advisory firm - (11/10/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/10/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CONTEGO CAPITAL GROUP, INC.
CONTEGO CAPITAL ADVISORS, LLC | TCI FINANCIAL ADVISORS | RDA FINANCIAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS | CONTEGO CAPITAL GROUP, INC.
CRD#: 128518 / SEC#: 801-113844
RIA
Registered Investment Advisory firm - (8/17/2018 Approved)Arizona
Registered Investment Advisory firm - (12/1/2015 Terminated)Colorado
Registered Investment Advisory firm - (12/31/2015 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2015 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2018 Terminated)Montana
Registered Investment Advisory firm - (12/1/2015 Terminated)North Dakota
Registered Investment Advisory firm - (8/28/2018 Terminated)Texas
Registered Investment Advisory firm - (11/10/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5354 Parkdale Drive Suite 103, Minneapolis, MN 55416
Mailing Address
Phone number
(952) 697-2570
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 121 |
| AUM (Assets Under Management) | $ 73,270,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
