Richard L. Coryell
Professional summary
Richard Lee Coryell JR, who also goes by Rick Coryell, is a registered financial advisor currently at CORYELL CAPITAL MANAGEMENT located in Rancho Palos Verdes, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Coryell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2020 - Present
CORYELL CAPITAL MANAGEMENT
October 31, 2018 - August 28, 2020
CONVEXBETA INVESTMENTS, LLC
November 2, 2004 - July 14, 2008
CETERA INVESTMENT SERVICES LLC
November 2, 2004 - July 14, 2008
CETERA ADVISORS LLC
November 2, 2004 - July 14, 2008
VOYA FINANCIAL ADVISORS, INC.
June 1, 2001 - July 14, 2008
CETERA WEALTH SERVICES, LLC
November 17, 1999 - May 11, 2001
ARROYO SECO, INC.
April 30, 1996 - August 26, 1999
CETERA WEALTH SERVICES, LLC
August 31, 1993 - January 4, 1994
KENNEDY, CABOT & CO.
June 18, 1993 - July 19, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2020)
Exams
Current Firm
CORYELL CAPITAL MANAGEMENT
CRD#: 310586 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,358,118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
