BR
Barry W. Randall
NORTHSTAR FINANCIAL COMPANIES
Saint Paul, MN
CRD#: 2362811
Some features on this profile are disabled
BR
Barry William RandallNORTHSTAR FINANCIAL COMPANIES
Professional summary
Barry William Randall is a registered financial advisor currently at NORTHSTAR FINANCIAL COMPANIES, INC. located in Saint Paul, Minnesota.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Barry has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Barry William Randall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2026 - Present
NORTHSTAR FINANCIAL COMPANIES, INC.
RIA
CRD#: 119396
Saint Paul, MN
Past
January 13, 2014 - March 20, 2026
CRABTREE ASSET MANAGEMENT L.L.C.
RIA
CRD#: 149587
SAINT PAUL, MN
Past
February 21, 2007 - May 1, 2007
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
RIA
CRD#: 106909
BALTIMORE, MD
Past
January 2, 2002 - August 29, 2005
U.S. BANCORP ASSET MANAGEMENT, INC.
RIA
CRD#: 111912
MINNEAPOLIS, MN
Past
March 2, 1998 - April 8, 1998
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
June 30, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
June 16, 1993 - June 26, 1995
LOEWENBAUM & COMPANY INCORPORATED
BD
CRD#: 26560
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/17/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Loading...
Contact information
Main Address
1201 E. Hector St, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 629-6100
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,303 |
| AUM (Assets Under Management) | $ 443,347,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
