John W. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wells Stevens, who also goes by Jed Stevens, John Stevens, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2018 - August 30, 2024
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
May 9, 2016 - April 10, 2018
COWEN AND COMPANY
January 29, 2003 - May 11, 2016
CRT CAPITAL GROUP LLC
May 19, 1997 - December 9, 2002
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
September 2, 1993 - April 9, 1997
CRT CAPITAL GROUP LLC
July 8, 1993 - July 23, 1993
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
CRD#: 39137 / SEC#: , 8-48552
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
