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Barry Charles Honig

CRD# 2362713·Registered 1993 - 2003
Barred: Barry Charles Honig was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Barry Charles Honig was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1993 - 2003. Barry had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MARLINS CAPITAL, LLC·CRD# 117468
BD
Boca Raton, FL
March 27, 2002 - December 8, 2003
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
April 9, 2001 - October 10, 2001
RAMIUS SECURITIES LLC·CRD# 41076
BD
New York, NY
December 16, 1998 - April 30, 2001
UBS CAPITAL MARKETS L.P.·CRD# 2692
BD
Stamford, CT
March 13, 1995 - August 4, 1998
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
July 27, 1993 - May 11, 1994

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Current Firm

MC
MARLINS CAPITAL, LLC

MARLINS CAPITAL, LLC

CRD#: 117468 / SEC#: 8-53597
BD
Cancelled by SEC on 08/11/2006

Contact Information

Established

Florida since 02/09/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARLINS HOLDINGS LLC100% LLC MEMBER—
HONIG, JONATHANMANAGING MEMBER2645453
WOLFE, MELINDA SUEFINOP1627593

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BH
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