Barry C. Honig
Professional summary
Barry Charles Honig was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Barry had worked at 5 firms, which includes MARLINS CAPITAL LLC, PRIME CHARTER LTD., RAMIUS SECURITIES LLC, UBS CAPITAL MARKETS L.P., STUART COLEMAN & CO. INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2002 - December 8, 2003
MARLINS CAPITAL, LLC
April 9, 2001 - October 10, 2001
PRIME CHARTER LTD.
December 16, 1998 - April 30, 2001
RAMIUS SECURITIES LLC
March 13, 1995 - August 4, 1998
UBS CAPITAL MARKETS L.P.
July 27, 1993 - May 11, 1994
STUART, COLEMAN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
MARLINS CAPITAL, LLC
CRD#: 117468 / SEC#: , 8-53597
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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